Result Number | Material Type | Add to My Shelf Action | Record Details and Options |
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1 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving of a Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company ManualThe Federal Register / FIND, 2021, Vol.86 (225), p.67507Copyright Federal Information & News Dispatch, LLC Nov 26, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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2 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company ManualThe Federal Register / FIND, 2021, Vol.86 (190), p.55071Copyright Federal Information & News Dispatch, LLC Oct 5, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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3 |
Material Type: Reports
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Submission for OMB Review; Comment Request; Extension: Rule 17a-8The Federal Register / FIND, 2022, Vol.87 (64), p.19565Copyright Federal Information & News Dispatch, LLC Apr 4, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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4 |
Material Type: Reports
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Proposed Collection; Comment Request; Extension: Rule 17a-8The Federal Register / FIND, 2022, Vol.87 (18), p.4321Copyright Federal Information & News Dispatch, LLC Jan 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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5 |
Material Type: Reports
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Universal ProxyThe Federal Register / FIND, 2021, Vol.86 (228), p.68330Copyright Federal Information & News Dispatch, LLC Dec 1, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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6 |
Material Type: Reports
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Nationwide Mutual Funds, et alThe Federal Register / FIND, 2021, Vol.86 (118), p.33006Copyright Federal Information & News Dispatch, LLC Jun 23, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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7 |
Material Type: Reports
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Submission for OMB Review; Comment Request; Extension: Rule 32a-4The Federal Register / FIND, 2023, Vol.88 (40), p.12998Copyright Federal Information & News Dispatch, LLC Mar 1, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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8 |
Material Type: Reports
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Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c)The Federal Register / FIND, 2017, Vol.82 (177), p.43278Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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9 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)The Federal Register / FIND, 2017, Vol.82 (160), p.39643Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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10 |
Material Type: Reports
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Northern Funds and Northern Trust Investments, IncThe Federal Register / FIND, 2020, Vol.85 (224), p.73836Copyright Federal Information & News Dispatch, LLC Nov 19, 2020 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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11 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600The Federal Register / FIND, 2017, Vol.82 (64), p.16643Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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12 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91The Federal Register / FIND, 2017, Vol.82 (43), p.12869Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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13 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition CompaniesThe Federal Register / FIND, 2017, Vol.82 (31), p.10947Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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14 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. ("ICE")The Federal Register / FIND, 2022, Vol.87 (122), p.38238Copyright Federal Information & News Dispatch, LLC Jun 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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15 |
Material Type: Reports
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Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX PEARL, LLC as a ParticipantThe Federal Register / FIND, 2017, Vol.82 (22), p.9264Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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16 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of IncorporationThe Federal Register / FIND, 2022, Vol.87 (103), p.32210Copyright Federal Information & News Dispatch, LLC May 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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17 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of IncorporationThe Federal Register / FIND, 2022, Vol.87 (100), p.31588Copyright Federal Information & News Dispatch, LLC May 24, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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18 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of IncorporationThe Federal Register / FIND, 2022, Vol.87 (99), p.31283Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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19 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of IncorporationThe Federal Register / FIND, 2022, Vol.87 (99), p.31285Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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20 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of IncorporationThe Federal Register / FIND, 2022, Vol.87 (99), p.31290Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |