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41
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
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Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program

The Federal Register / FIND, 2023, Vol.88 (153), p.54361

Copyright Federal Information & News Dispatch, LLC Aug 10, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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42
Proposed Collection; Comment Request; Extension: Rule 10b-17
Proposed Collection; Comment Request; Extension: Rule 10b-17
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Proposed Collection; Comment Request; Extension: Rule 10b-17

The Federal Register / FIND, 2023, Vol.88 (152), p.53934

Copyright Federal Information & News Dispatch, LLC Aug 9, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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43
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5
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Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5

The Federal Register / FIND, 2023, Vol.88 (151), p.53569

Copyright Federal Information & News Dispatch, LLC Aug 8, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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44
Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
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Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-19

The Federal Register / FIND, 2023, Vol.88 (145), p.49512

Copyright Federal Information & News Dispatch, LLC Jul 31, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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45
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series
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Reports 		Add to My Research

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series

The Federal Register / FIND, 2023, Vol.88 (142), p.48278

Copyright Federal Information & News Dispatch, LLC Jul 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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46
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule

The Federal Register / FIND, 2023, Vol.88 (122), p.41706

Copyright Federal Information & News Dispatch, LLC Jun 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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47
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule

The Federal Register / FIND, 2023, Vol.88 (122), p.41710

Copyright Federal Information & News Dispatch, LLC Jun 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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48
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant
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Reports 		Add to My Research

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant

The Federal Register / FIND, 2023, Vol.88 (122), p.41710

Copyright Federal Information & News Dispatch, LLC Jun 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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49
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule

The Federal Register / FIND, 2023, Vol.88 (121), p.41436

Copyright Federal Information & News Dispatch, LLC Jun 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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50
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule

The Federal Register / FIND, 2023, Vol.88 (121), p.41453

Copyright Federal Information & News Dispatch, LLC Jun 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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51
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge

The Federal Register / FIND, 2023, Vol.88 (114), p.38926

Copyright Federal Information & News Dispatch, LLC Jun 14, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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52
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)

The Federal Register / FIND, 2023, Vol.88 (108), p.37112

Copyright Federal Information & News Dispatch, LLC Jun 6, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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53
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program

The Federal Register / FIND, 2023, Vol.88 (90), p.30203

Copyright Federal Information & News Dispatch, LLC May 10, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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54
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes

The Federal Register / FIND, 2023, Vol.88 (82), p.26369

Copyright Federal Information & News Dispatch, LLC Apr 28, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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55
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses

The Federal Register / FIND, 2023, Vol.88 (76), p.24455

Copyright Federal Information & News Dispatch, LLC Apr 20, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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56
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots

The Federal Register / FIND, 2023, Vol.88 (71), p.22498

Copyright Federal Information & News Dispatch, LLC Apr 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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57
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots

The Federal Register / FIND, 2023, Vol.88 (71), p.22509

Copyright Federal Information & News Dispatch, LLC Apr 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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58
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL")
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL")
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL")

The Federal Register / FIND, 2023, Vol.88 (66), p.20568

Copyright Federal Information & News Dispatch, LLC Apr 6, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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59
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule

The Federal Register / FIND, 2023, Vol.88 (56), p.17632

Copyright Federal Information & News Dispatch, LLC Mar 23, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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60
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Exchange Pricing Schedule at Options 7, Section 3
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Exchange Pricing Schedule at Options 7, Section 3
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Exchange Pricing Schedule at Options 7, Section 3

The Federal Register / FIND, 2023, Vol.88 (56), p.17632

Copyright Federal Information & News Dispatch, LLC Mar 23, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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