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Results 1 - 20 of 12,136  for All Library Resources

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Refined by: New Records: New From Last 3 Month remove resource type: Reports remove
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1
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program

The Federal Register / FIND, 2024, Vol.89 (94), p.42007

Copyright Federal Information & News Dispatch, LLC May 14, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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2
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B
Material Type:
Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B

The Federal Register / FIND, 2024, Vol.89 (85), p.35288

Copyright Federal Information & News Dispatch, LLC May 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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3
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
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Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)

The Federal Register / FIND, 2024, Vol.89 (93), p.41479

Copyright Federal Information & News Dispatch, LLC May 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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4
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Material Type:
Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

The Federal Register / FIND, 2024, Vol.89 (92), p.40516

Copyright Federal Information & News Dispatch, LLC May 10, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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5
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2)
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Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2)

The Federal Register / FIND, 2024, Vol.89 (80), p.31236

Copyright Federal Information & News Dispatch, LLC Apr 24, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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6
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)

The Federal Register / FIND, 2024, Vol.89 (83), p.33414

Copyright Federal Information & News Dispatch, LLC Apr 29, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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7
Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees
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Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees

The Federal Register / FIND, 2024, Vol.89 (63), p.22466

Copyright Federal Information & News Dispatch, LLC Apr 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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8
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Material Type:
Reports
Add to My Research

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)

The Federal Register / FIND, 2024, Vol.89 (61), p.21584

Copyright Federal Information & News Dispatch, LLC Mar 28, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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9
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook
Material Type:
Reports
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook

The Federal Register / FIND, 2024, Vol.89 (50), p.18465

Copyright Federal Information & News Dispatch, LLC Mar 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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10
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B
Material Type:
Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B

The Federal Register / FIND, 2024, Vol.89 (53), p.19370

Copyright Federal Information & News Dispatch, LLC Mar 18, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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11
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19

The Federal Register / FIND, 2024, Vol.89 (48), p.17530

Copyright Federal Information & News Dispatch, LLC Mar 11, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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12
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B)
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B)

The Federal Register / FIND, 2024, Vol.89 (42), p.15233

Copyright Federal Information & News Dispatch, LLC Mar 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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13
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed
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Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed

The Federal Register / FIND, 2024, Vol.89 (41), p.14915

Copyright Federal Information & News Dispatch, LLC Feb 29, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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14
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders
Material Type:
Reports
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Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders

The Federal Register / FIND, 2024, Vol.89 (94), p.42007

Copyright Federal Information & News Dispatch, LLC May 14, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

Full text available

15
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00
Material Type:
Reports
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Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00

The Federal Register / FIND, 2024, Vol.89 (90), p.38935

Copyright Federal Information & News Dispatch, LLC May 8, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

Full text available

16
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00
Material Type:
Reports
Add to My Research

Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00

The Federal Register / FIND, 2024, Vol.89 (90), p.38933

Copyright Federal Information & News Dispatch, LLC May 8, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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17
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00
Material Type:
Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00

The Federal Register / FIND, 2024, Vol.89 (86), p.35866

Copyright Federal Information & News Dispatch, LLC May 2, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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18
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00
Material Type:
Reports
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Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00

The Federal Register / FIND, 2024, Vol.89 (86), p.35908

Copyright Federal Information & News Dispatch, LLC May 2, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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19
Self-Regulatory Organizations; Miami International Securities Exchange; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts
Material Type:
Reports
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Self-Regulatory Organizations; Miami International Securities Exchange; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts

The Federal Register / FIND, 2024, Vol.89 (85), p.35257

Copyright Federal Information & News Dispatch, LLC May 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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20
Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program
Material Type:
Reports
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Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program

Federal Government Documents and Publications, 2024

Copyright Federal Information & News Dispatch, LLC Apr 26, 2024

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