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Results 21 - 40 of 795,291  for All Library Resources

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Result Number Material Type Add to My Shelf Action Record Details and Options
21
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product

The Federal Register / FIND, 2023, Vol.88 (247), p.89484

Copyright Federal Information & News Dispatch, LLC Dec 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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22
Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation

The Federal Register / FIND, 2023, Vol.88 (185), p.66100

Copyright Federal Information & News Dispatch, LLC Sep 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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23
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading

The Federal Register / FIND, 2023, Vol.88 (242), p.87822

Copyright Federal Information & News Dispatch, LLC Dec 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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24
Submission for OMB Review; Comment Request; Extension: Form N-17f-1
Submission for OMB Review; Comment Request; Extension: Form N-17f-1
Material Type:
Reports 		Add to My Research

Submission for OMB Review; Comment Request; Extension: Form N-17f-1

The Federal Register / FIND, 2023, Vol.88 (240), p.86979

Copyright Federal Information & News Dispatch, LLC Dec 15, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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25
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction

The Federal Register / FIND, 2023, Vol.88 (226), p.82926

Copyright Federal Information & News Dispatch, LLC Nov 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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26
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange

The Federal Register / FIND, 2023, Vol.88 (217), p.77647

Copyright Federal Information & News Dispatch, LLC Nov 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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27
Proposed Collection; Comment Request; Extension: Form N-17f-1
Proposed Collection; Comment Request; Extension: Form N-17f-1
Material Type:
Reports 		Add to My Research

Proposed Collection; Comment Request; Extension: Form N-17f-1

The Federal Register / FIND, 2023, Vol.88 (196), p.70691

Copyright Federal Information & News Dispatch, LLC Oct 12, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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28
Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Material Type:
Reports 		Add to My Research

Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19

The Federal Register / FIND, 2023, Vol.88 (192), p.69242

Copyright Federal Information & News Dispatch, LLC Oct 5, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
29
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer

The Federal Register / FIND, 2023, Vol.88 (191), p.68803

Copyright Federal Information & News Dispatch, LLC Oct 4, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
30
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

The Federal Register / FIND, 2023, Vol.88 (190), p.68187

Copyright Federal Information & News Dispatch, LLC Oct 3, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
31
Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations
Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations

The Federal Register / FIND, 2023, Vol.88 (190), p.68211

Copyright Federal Information & News Dispatch, LLC Oct 3, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
32
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

The Federal Register / FIND, 2023, Vol.88 (190), p.68236

Copyright Federal Information & News Dispatch, LLC Oct 3, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
33
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook

The Federal Register / FIND, 2023, Vol.88 (189), p.67846

Copyright Federal Information & News Dispatch, LLC Oct 2, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
34
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)

The Federal Register / FIND, 2023, Vol.88 (188), p.67397

Copyright Federal Information & News Dispatch, LLC Sep 29, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
35
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation

The Federal Register / FIND, 2023, Vol.88 (185), p.66068

Copyright Federal Information & News Dispatch, LLC Sep 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
36
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program

The Federal Register / FIND, 2023, Vol.88 (182), p.65210

Copyright Federal Information & News Dispatch, LLC Sep 21, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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37
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan

The Federal Register / FIND, 2023, Vol.88 (177), p.63180

Copyright Federal Information & News Dispatch, LLC Sep 14, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
38
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook

The Federal Register / FIND, 2023, Vol.88 (171), p.60999

Copyright Federal Information & News Dispatch, LLC Sep 6, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
39
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP

The Federal Register / FIND, 2023, Vol.88 (171), p.61001

Copyright Federal Information & News Dispatch, LLC Sep 6, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by
40
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program
Material Type:
Reports 		Add to My Research

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Implement a Low Priced Stock Strike Price Interval Program

The Federal Register / FIND, 2023, Vol.88 (153), p.54361

Copyright Federal Information & News Dispatch, LLC Aug 10, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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Citations Cited by

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