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Results 1 - 20 of 60,081  for All Library Resources

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1
Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees
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Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees

The Federal Register / FIND, 2024, Vol.89 (63), p.22466

Copyright Federal Information & News Dispatch, LLC Apr 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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2
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)

The Federal Register / FIND, 2024, Vol.89 (61), p.21584

Copyright Federal Information & News Dispatch, LLC Mar 28, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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3
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the Rulebook

The Federal Register / FIND, 2024, Vol.89 (50), p.18465

Copyright Federal Information & News Dispatch, LLC Mar 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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4
Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)
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5
Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees
Material Type:
Reports
Add to My Research

Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees

The Federal Register / FIND, 2024, Vol.89 (21), p.6160

Copyright Federal Information & News Dispatch, LLC Jan 31, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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6
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
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Reports
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Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product

The Federal Register / FIND, 2024, Vol.89 (18), p.5273

Copyright Federal Information & News Dispatch, LLC Jan 26, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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7
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies
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Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies

The Federal Register / FIND, 2024, Vol.89 (15), p.4354

Copyright Federal Information & News Dispatch, LLC Jan 23, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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8
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee ("ORF")
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Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee ("ORF")

The Federal Register / FIND, 2024, Vol.89 (5), p.965

Copyright Federal Information & News Dispatch, LLC Jan 8, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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9
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
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Reports
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Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product

The Federal Register / FIND, 2023, Vol.88 (247), p.89484

Copyright Federal Information & News Dispatch, LLC Dec 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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10
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List
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Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List

The Federal Register / FIND, 2023, Vol.88 (246), p.89001

Copyright Federal Information & News Dispatch, LLC Dec 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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11
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading
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Reports
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Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading

The Federal Register / FIND, 2023, Vol.88 (242), p.87822

Copyright Federal Information & News Dispatch, LLC Dec 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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12
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program
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Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program

The Federal Register / FIND, 2023, Vol.88 (242), p.87829

Copyright Federal Information & News Dispatch, LLC Dec 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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13
Submission for OMB Review; Comment Request; Extension: Form N-17f-1
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Reports
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Submission for OMB Review; Comment Request; Extension: Form N-17f-1

The Federal Register / FIND, 2023, Vol.88 (240), p.86979

Copyright Federal Information & News Dispatch, LLC Dec 15, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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14
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction
Material Type:
Reports
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Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction

The Federal Register / FIND, 2023, Vol.88 (226), p.82926

Copyright Federal Information & News Dispatch, LLC Nov 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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15
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies
Material Type:
Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies

The Federal Register / FIND, 2023, Vol.88 (218), p.78075

Copyright Federal Information & News Dispatch, LLC Nov 14, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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16
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List
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Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List

The Federal Register / FIND, 2023, Vol.88 (217), p.77652

Copyright Federal Information & News Dispatch, LLC Nov 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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17
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
Material Type:
Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange

The Federal Register / FIND, 2023, Vol.88 (217), p.77647

Copyright Federal Information & News Dispatch, LLC Nov 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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18
Proposed Collection; Comment Request; Extension: Form N-17f-1
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Proposed Collection; Comment Request; Extension: Form N-17f-1

The Federal Register / FIND, 2023, Vol.88 (196), p.70691

Copyright Federal Information & News Dispatch, LLC Oct 12, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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19
Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Material Type:
Reports
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Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19

The Federal Register / FIND, 2023, Vol.88 (192), p.69242

Copyright Federal Information & News Dispatch, LLC Oct 5, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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20
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer
Material Type:
Reports
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Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer

The Federal Register / FIND, 2023, Vol.88 (191), p.68803

Copyright Federal Information & News Dispatch, LLC Oct 4, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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