Result Number | Material Type | Add to My Shelf Action | Record Details and Options |
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1 |
Material Type: Reports
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Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port FeesThe Federal Register / FIND, 2024, Vol.89 (63), p.22466Copyright Federal Information & News Dispatch, LLC Apr 1, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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2 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)The Federal Register / FIND, 2024, Vol.89 (61), p.21584Copyright Federal Information & News Dispatch, LLC Mar 28, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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3 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types and To Make Other Corresponding Changes to the RulebookThe Federal Register / FIND, 2024, Vol.89 (50), p.18465Copyright Federal Information & News Dispatch, LLC Mar 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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4 |
Material Type: Reports
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Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)The Federal Register / FIND, 2024, Vol.89 (34), p.12891Copyright Federal Information & News Dispatch, LLC Feb 20, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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5 |
Material Type: Reports
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Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port FeesThe Federal Register / FIND, 2024, Vol.89 (21), p.6160Copyright Federal Information & News Dispatch, LLC Jan 31, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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6 |
Material Type: Reports
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Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data ProductThe Federal Register / FIND, 2024, Vol.89 (18), p.5273Copyright Federal Information & News Dispatch, LLC Jan 26, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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7 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset CompaniesThe Federal Register / FIND, 2024, Vol.89 (15), p.4354Copyright Federal Information & News Dispatch, LLC Jan 23, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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8 |
Material Type: Reports
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Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee ("ORF")The Federal Register / FIND, 2024, Vol.89 (5), p.965Copyright Federal Information & News Dispatch, LLC Jan 8, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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9 |
Material Type: Reports
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Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data ProductThe Federal Register / FIND, 2023, Vol.88 (247), p.89484Copyright Federal Information & News Dispatch, LLC Dec 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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10 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price ListThe Federal Register / FIND, 2023, Vol.88 (246), p.89001Copyright Federal Information & News Dispatch, LLC Dec 26, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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11 |
Material Type: Reports
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Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for TradingThe Federal Register / FIND, 2023, Vol.88 (242), p.87822Copyright Federal Information & News Dispatch, LLC Dec 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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12 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM ProgramThe Federal Register / FIND, 2023, Vol.88 (242), p.87829Copyright Federal Information & News Dispatch, LLC Dec 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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13 |
Material Type: Reports
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Submission for OMB Review; Comment Request; Extension: Form N-17f-1The Federal Register / FIND, 2023, Vol.88 (240), p.86979Copyright Federal Information & News Dispatch, LLC Dec 15, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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14 |
Material Type: Reports
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Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter InstructionThe Federal Register / FIND, 2023, Vol.88 (226), p.82926Copyright Federal Information & News Dispatch, LLC Nov 27, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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15 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset CompaniesThe Federal Register / FIND, 2023, Vol.88 (218), p.78075Copyright Federal Information & News Dispatch, LLC Nov 14, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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16 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price ListThe Federal Register / FIND, 2023, Vol.88 (217), p.77652Copyright Federal Information & News Dispatch, LLC Nov 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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17 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the ExchangeThe Federal Register / FIND, 2023, Vol.88 (217), p.77647Copyright Federal Information & News Dispatch, LLC Nov 13, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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18 |
Material Type: Reports
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Proposed Collection; Comment Request; Extension: Form N-17f-1The Federal Register / FIND, 2023, Vol.88 (196), p.70691Copyright Federal Information & News Dispatch, LLC Oct 12, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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19 |
Material Type: Reports
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Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19The Federal Register / FIND, 2023, Vol.88 (192), p.69242Copyright Federal Information & News Dispatch, LLC Oct 5, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
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20 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection TimerThe Federal Register / FIND, 2023, Vol.88 (191), p.68803Copyright Federal Information & News Dispatch, LLC Oct 4, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |