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Refined by: creation date: 1992 To 2003 remove resource type: Government Documents remove
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1
Recovery and renewal : protecting the capital markets against terrorism post 9/11 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 12, 2003
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2
Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994
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3
The condition of the financial markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session, on the condition of the financial markets and regulatory responses following the September 11 terrorist attacks, September 20, 2001
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4
National market system : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, April 14, May 13, 26, June 29, and July 13, 1993
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National market system : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, April 14, May 13, 26, June 29, and July 13, 1993

ISBN: 0160439728 ;ISBN: 9780160439728 ;OCLC: 30052813

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5
Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office)
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Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office)

OCLC: 52046039

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6
Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office)
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Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office)

OCLC: 48839627

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7
Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000
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Government Document
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8
Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office)
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Government Document
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Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office)

OCLC: 35101447

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9
An Act to Amend the Securities Exchange Act of 1934 with Respect to the Extension of Unlisted Trading Privileges for Corporate Securities, and for Other Purposes
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An Act to Amend the Securities Exchange Act of 1934 with Respect to the Extension of Unlisted Trading Privileges for Corporate Securities, and for Other Purposes

OCLC: 31874851

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10
SEC reauthorization : hearing before the Subcommittee on Telecommunicatins and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, May 19, 1993
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Government Document
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SEC reauthorization : hearing before the Subcommittee on Telecommunicatins and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, May 19, 1993

ISBN: 0160413966 ;ISBN: 9780160413964 ;OCLC: 28878756

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11
Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds
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Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds

OCLC: 40412803 ;LCCN: 98231622

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12
Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993
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Government Document
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13
Government Securities Act and auction process reform : joint hearing before the Subcommittee on Domestic Monetary Policy and the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, second session, February 6, 1992
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Government Document
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Government Securities Act and auction process reform : joint hearing before the Subcommittee on Domestic Monetary Policy and the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, second session, February 6, 1992

ISBN: 9780160385186 ;ISBN: 0160385180 ;OCLC: 26154840 ;LCCN: 92247422

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14
H.R. 4450--Government Securities Auction Reform Act; H.R. 3927--Government Securities Reform Act : hearings before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, second session, April 28 and May 7, 1992
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Government Document
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15
Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994
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16
Limited partnerships : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 617, a bill to amend the Securities Exchange Act of 1934 to protect investors in limited partnerships in rollup transactions, and for other purposes, February 3, 1993
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17
Financial services restructuring : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, including H.R. 797, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 11, June 20, July 10 and 31, August 1, and September 13, 1991
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