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1
Dodd-Frank, Fiduciary Duties, and the Entangled Political Economy of Federalism and Agency Rule-Making
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Dodd-Frank, Fiduciary Duties, and the Entangled Political Economy of Federalism and Agency Rule-Making

Entangled Political Economy, 2014, Vol.18, p.111-138

2014 Emerald Group Publishing Limited ;ISSN: 1529-2134 ;ISBN: 1784411027 ;ISBN: 9781784411022 ;EISBN: 9781784411015 ;EISBN: 1784411019 ;DOI: 10.1108/S1529-213420140000018006 ;OCLC: 895047428 ;LCCallNum: JC11-605

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2
The market timing skills of Long/Short equity hedge fund managers
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The market timing skills of Long/Short equity hedge fund managers

Signs That Markets Are Coming Back, 2014, Vol.30, p.23-51

2014 Emerald Group Publishing Limited ;ISSN: 0196-3821 ;ISBN: 9781783509317 ;ISBN: 1783509317 ;EISBN: 178350918X ;EISBN: 9781783509188 ;DOI: 10.1108/S0196-382120140000030006 ;OCLC: 884586025 ;LCCallNum: HG1-9999

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3
The Opposite of What You're Aiming For
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The Opposite of What You're Aiming For

High Returns from Low Risk, 2017, p.5-10

Copyright © 2017 Pim van Vliet and Jan de Koning ;ISBN: 1119351057 ;ISBN: 9781119351054 ;EISBN: 9781119357186 ;EISBN: 1119357187 ;DOI: 10.1002/9781119357186.ch1

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4
Matching Investment Vehicles to Needs
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Matching Investment Vehicles to Needs

Financial Advice and Investment Decisions, 2013, Vol.195, p.143-165

Copyright © 2013 John Wiley & Sons, Inc. All rights reserved. ;ISBN: 0470647124 ;ISBN: 9780470647127 ;EISBN: 9781118418116 ;EISBN: 1118418115 ;EISBN: 1118415329 ;EISBN: 9781118415320 ;EISBN: 1118656768 ;EISBN: 9781118656761 ;DOI: 10.1002/9781118656761.ch9 ;OCLC: 865331158 ;LCCallNum: HG4529.5.W553 2013eb

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5
Industry Trends, Flows, and Characteristics
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Industry Trends, Flows, and Characteristics

Hedge Fund Investing, 2016, p.65-84

Copyright © 2016 John Wiley & Sons, Ltd. All rights reserved. ;ISBN: 1119210356 ;ISBN: 9781119210351 ;EISBN: 1119210704 ;EISBN: 9781119210702 ;DOI: 10.1002/9781119210702.ch4

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6
The Illusion of Forecasting
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The Illusion of Forecasting

Investing with the Trend, 2014, p.57-69

Copyright © 2014 Gregory L. Morris. All rights reserved. ;ISBN: 1118508378 ;ISBN: 9781118508374 ;EISBN: 1118808347 ;EISBN: 9781118808344 ;DOI: 10.1002/9781118808344.ch5

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7
Singapore
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Singapore

Financial Advice Markets, 2015, p.17

2015 RAND Corporation ;EISBN: 0833093819 ;EISBN: 9780833093813

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8
Brunei: Islamic Banking and Finance
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Brunei: Islamic Banking and Finance

The Islamic Finance Handbook, 2014, p.59-76

Copyright © 2014 by John Wiley & Sons Singapore Pte. Ltd. ;ISBN: 9781118814413 ;ISBN: 111881441X ;EISBN: 9781118936863 ;EISBN: 1118936868 ;DOI: 10.1002/9781118936863.ch04

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9
The Future of Financial Planning Software and the New Client-Advisor Relationship
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The Future of Financial Planning Software and the New Client-Advisor Relationship

Technology Tools for Today's High-Margin Practice, 2013, Vol.171, p.27-36

Copyright © 2013 David J. Drucker and Joel P. Bruckenstein. ;ISBN: 1118434765 ;ISBN: 9781118434765 ;EISBN: 9781118480519 ;EISBN: 1118480511 ;EISBN: 9781118480533 ;EISBN: 1118480538 ;EISBN: 9781118641873 ;EISBN: 1118641876 ;DOI: 10.1002/9781118641873.ch3 ;OCLC: 880910058 ;LCCallNum: HG179.5 -- .D777 2013eb

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10
INTRODUCTION
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INTRODUCTION

Investors and Markets, 2011, p.1

2007 Princeton University Press ;ISBN: 9780691138503 ;ISBN: 0691138508 ;EISBN: 1400830184 ;EISBN: 9781400830183

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11
ADVICE
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ADVICE

Investors and Markets, 2011, p.185

2007 Princeton University Press ;ISBN: 9780691138503 ;ISBN: 0691138508 ;EISBN: 1400830184 ;EISBN: 9781400830183

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12
Mutual Funds and Charges of Excessive Fees: The Historical Background
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Mutual Funds and Charges of Excessive Fees: The Historical Background

The Mutual Fund Industry, 2010, p.18

2010 Columbia University Press ;EISBN: 9780231525329 ;EISBN: 023152532X

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13
Appendix 1: Some major figures in Peter Cundill’s investment world
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Appendix 1: Some major figures in Peter Cundill’s investment world

There's Always Something to Do, 2011, p.219

2011 The Cundill Foundation ;ISBN: 0773538631 ;ISBN: 9780773538634 ;EISBN: 077358109X ;EISBN: 9780773581098 ;OCLC: 923237566 ;LCCallNum: HG4521 .R58 2011

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14
Investors’ Level of Understanding
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Investors’ Level of Understanding

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.87

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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15
APPENDIX A: Descriptions of Regulatory Filings, Data Sets, and Use of the Data to Identify Dual and Affiliate Activity
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APPENDIX A: Descriptions of Regulatory Filings, Data Sets, and Use of the Data to Identify Dual and Affiliate Activity

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.119

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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16
Regulatory and Legal Background
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Regulatory and Legal Background

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.7

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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17
Insights from Industry Data
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Insights from Industry Data

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.35

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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18
View of the Industry from Published Sources
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View of the Industry from Published Sources

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.23

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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19
Introduction
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Introduction

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.1

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847

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20
APPENDIX D: Additional Detail on Sampling Method of Document Collection
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APPENDIX D: Additional Detail on Sampling Method of Document Collection

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, 2008, p.153

2008 RAND Corporation ;ISBN: 9780833044037 ;ISBN: 0833044036 ;EISBN: 0833047841 ;EISBN: 9780833047847 ;OCLC: 437222313 ;LCCallNum: KF1070 -- .I58 2008eb

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