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Reports
| Result Number | Material Type | Add to My Shelf Action | Record Details and Options |
|---|---|---|---|
| 21 |
Material Type: Reports
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Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive EditThe Federal Register / FIND, 2022, Vol.87 (227), p.73059Copyright Federal Information & News Dispatch, LLC Nov 28, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 22 |
Material Type: Reports
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Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain CommentsThe Federal Register / FIND, 2022, Vol.87 (200), p.63016Copyright Federal Information & News Dispatch, LLC Oct 18, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 23 |
Material Type: Reports
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Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading FloorThe Federal Register / FIND, 2023, Vol.88 (180), p.64482Copyright Federal Information & News Dispatch, LLC Sep 19, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 24 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory HaltThe Federal Register / FIND, 2022, Vol.87 (192), p.60428Copyright Federal Information & News Dispatch, LLC Oct 5, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 25 |
Material Type: Reports
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Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions)The Federal Register / FIND, 2022, Vol.87 (189), p.59478Copyright Federal Information & News Dispatch, LLC Sep 30, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 26 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous RulesThe Federal Register / FIND, 2022, Vol.87 (188), p.59135Copyright Federal Information & News Dispatch, LLC Sep 29, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 27 |
Material Type: Reports
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Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous RulesThe Federal Register / FIND, 2022, Vol.87 (188), p.59142Copyright Federal Information & News Dispatch, LLC Sep 29, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 28 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10The Federal Register / FIND, 2022, Vol.87 (184), p.58153Copyright Federal Information & News Dispatch, LLC Sep 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 29 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10EThe Federal Register / FIND, 2022, Vol.87 (184), p.58168Copyright Federal Information & News Dispatch, LLC Sep 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 30 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Rule 7.10The Federal Register / FIND, 2022, Vol.87 (184), p.58159Copyright Federal Information & News Dispatch, LLC Sep 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 31 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-EThe Federal Register / FIND, 2022, Vol.87 (184), p.58147Copyright Federal Information & News Dispatch, LLC Sep 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 32 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-EThe Federal Register / FIND, 2024, Vol.89 (52), p.18979Copyright Federal Information & News Dispatch, LLC Mar 15, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 33 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31The Federal Register / FIND, 2024, Vol.89 (49), p.17888Copyright Federal Information & News Dispatch, LLC Mar 12, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 34 |
Material Type: Reports
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Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31The Federal Register / FIND, 2024, Vol.89 (47), p.16809Copyright Federal Information & News Dispatch, LLC Mar 8, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 35 |
Material Type: Reports
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price ProtectionThe Federal Register / FIND, 2022, Vol.87 (142), p.44444Copyright Federal Information & News Dispatch, LLC Jul 26, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 36 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BZX Rule 11.17, Clearly Erroneous ExecutionsThe Federal Register / FIND, 2022, Vol.87 (136), p.42760Copyright Federal Information & News Dispatch, LLC Jul 18, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 37 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOsThe Federal Register / FIND, 2024, Vol.89 (30), p.10121Copyright Federal Information & News Dispatch, LLC Feb 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 38 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOsThe Federal Register / FIND, 2024, Vol.89 (30), p.10129Copyright Federal Information & News Dispatch, LLC Feb 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 39 |
Material Type: Reports
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Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOsThe Federal Register / FIND, 2024, Vol.89 (30), p.10138Copyright Federal Information & News Dispatch, LLC Feb 13, 2024 ;ISSN: 0097-6326 ;EISSN: 2167-2520Full text available |
| 40 |
Material Type: Reports
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Porsche Automobil Holding SE 22 March 2023Company SnapShot, 2023Copyright (c) 2023 Acquisdata Pty Ltd ;EISSN: 2203-2746Full text available |
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