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1
Submission for OMB Review; Comment Request; Extension: Rule 17a-8
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Submission for OMB Review; Comment Request; Extension: Rule 17a-8

The Federal Register / FIND, 2022, Vol.87 (64), p.19565

Copyright Federal Information & News Dispatch, LLC Apr 4, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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2
Proposed Collection; Comment Request; Extension: Rule 17a-8
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Proposed Collection; Comment Request; Extension: Rule 17a-8

The Federal Register / FIND, 2022, Vol.87 (18), p.4321

Copyright Federal Information & News Dispatch, LLC Jan 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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3
Universal Proxy
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Universal Proxy

The Federal Register / FIND, 2021, Vol.86 (228), p.68330

Copyright Federal Information & News Dispatch, LLC Dec 1, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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4
Nationwide Mutual Funds, et al
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Nationwide Mutual Funds, et al

The Federal Register / FIND, 2021, Vol.86 (118), p.33006

Copyright Federal Information & News Dispatch, LLC Jun 23, 2021 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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5
Submission for OMB Review; Comment Request; Extension: Rule 32a-4
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Submission for OMB Review; Comment Request; Extension: Rule 32a-4

The Federal Register / FIND, 2023, Vol.88 (40), p.12998

Copyright Federal Information & News Dispatch, LLC Mar 1, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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6
Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c)
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Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c)

The Federal Register / FIND, 2017, Vol.82 (177), p.43278

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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7
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)

The Federal Register / FIND, 2017, Vol.82 (160), p.39643

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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8
Northern Funds and Northern Trust Investments, Inc
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Northern Funds and Northern Trust Investments, Inc

The Federal Register / FIND, 2020, Vol.85 (224), p.73836

Copyright Federal Information & News Dispatch, LLC Nov 19, 2020 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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9
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600

The Federal Register / FIND, 2017, Vol.82 (64), p.16643

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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10
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91

The Federal Register / FIND, 2017, Vol.82 (43), p.12869

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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11
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies

The Federal Register / FIND, 2017, Vol.82 (31), p.10947

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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12
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. ("ICE")
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Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. ("ICE")

The Federal Register / FIND, 2022, Vol.87 (122), p.38238

Copyright Federal Information & News Dispatch, LLC Jun 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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13
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX PEARL, LLC as a Participant
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Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX PEARL, LLC as a Participant

The Federal Register / FIND, 2017, Vol.82 (22), p.9264

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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14
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
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Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

The Federal Register / FIND, 2022, Vol.87 (103), p.32210

Copyright Federal Information & News Dispatch, LLC May 27, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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15
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
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Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

The Federal Register / FIND, 2022, Vol.87 (100), p.31588

Copyright Federal Information & News Dispatch, LLC May 24, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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16
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
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Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

The Federal Register / FIND, 2022, Vol.87 (99), p.31283

Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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17
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
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Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

The Federal Register / FIND, 2022, Vol.87 (99), p.31285

Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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18
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
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Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

The Federal Register / FIND, 2022, Vol.87 (99), p.31290

Copyright Federal Information & News Dispatch, LLC May 23, 2022 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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19
Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
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Reports
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Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto

The Federal Register / FIND, 2023, Vol.88 (156), p.55485

Copyright Federal Information & News Dispatch, LLC Aug 15, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

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20
Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto
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Reports
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Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Stockholders' Agreement By and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto

The Federal Register / FIND, 2023, Vol.88 (156), p.55487

Copyright Federal Information & News Dispatch, LLC Aug 15, 2023 ;ISSN: 0097-6326 ;EISSN: 2167-2520

Full text available

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