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TAX PLANNING: A suitable case
Money Marketing, 2011-07, p.4
Copyright (c) 2011. Centaur Communications Limited. Reproduced with permission of the copyright owner. Further reproduction or distribution is prohibited without permission. ;ISSN: 0958-3769 ;EISSN: 0958-3769
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Title:
TAX PLANNING: A suitable case
Subjects:
Investment policy
;
Wealth management
Is Part Of:
Money Marketing, 2011-07, p.4
Description:
The letter's basic theme is an apparent "uncovering" of a potentially widespread lack of "suitability" underpinning many portfolio choices for investors. Mention has been made of the principles of this initiative extending to more than wealth managers - basically, anyone, including financial advisers who advise on portfolio construction and appropriateness. The "suitability" principle is presumably just as important in any area of advice where there is a risk of adverse consumer/investor outcomes. That is not to say that I have any particular inside knowledge or insight into what's next for the FSA, just that the "Dear CEO" letter serves as a reminder of the absolute (and completely understandable) importance of putting suitability and "non-deficient" outcomes at the heart of the advice process.
Publisher:
London: Centaur Media USA Inc. (A member of Centaur Plc Group)
Language:
English
Identifier:
ISSN: 0958-3769
EISSN: 0958-3769
Source:
AUTh Library subscriptions: ProQuest Central
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