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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91

The Federal Register / FIND, 2017, Vol.82 (43), p.12869

Copyright (c) 2017 Federal Information & News Dispatch, Inc. ;ISSN: 0097-6326 ;EISSN: 2167-2520

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  • Title:
    Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91
  • Subjects: Shareholder voting ; Stock exchanges
  • Is Part Of: The Federal Register / FIND, 2017, Vol.82 (43), p.12869
  • Description: On November 14, 2016, NYSE Arca, Inc. ("Exchange" or "NYSE Arca") filed with the Securities and Exchange Commission (the "Commission"), pursuant to Section 19(b)(1) /1/ of the Securities Exchange Act of 1934 (the "Act"), /2/ and Rule 19b-4 thereunder, /3/ a proposed rule change to amend NYSE Arca Rule 6.91 to clarify and provide greater specificity to its rules governing the trading of Electronic Complex Orders ("ECOs"), and to correct inaccuracies in those rules. /4/ The proposed rule change was published for comment in the Federal Register on December 2, 2016. /5/ NYSE Arca filed Amendment No. 1 to the proposal, which supersedes the original filing in its entirety, on December 23, 2016, and filed Amendment No. 2 to the proposal on February 17, 2017. /6/ On January 9, 2017, the Commission extended the time period for Commission action to March 2, 2017. /7/ The Commission received no comment letters regarding the proposal. In particular, Amendment No. 1 revises NYSE Arca Rule 6.91(a)(ii) to delete an incorrect cross-reference to NYSE Arca Rule 6.76A; adds a cross-reference to NYSE Arca Rule 6.91(a)(2) to NYSE Arca Rule 6.91(c); revises NYSE Arca Rule 6.91(c)(3)(ii) to indicate that NYSE Arca will determine the number of ticks away from the current, contra-side market for a COA-eligible order; amends NYSE Arca Rule 6.91(c)(3)(iii) to indicate that a COA-eligible order will reside on the Consolidated Book until it meets the requirements for COA eligibility and can initiate a COA; revises NYSE Arca Rules 6.91(c)(6)(A)(iv), 6.91(c)(6)(B)(v), and 6.91(c)(7)(B)...
  • Publisher: Washington: Federal Information & News Dispatch, LLC
  • Language: English
  • Identifier: ISSN: 0097-6326
    EISSN: 2167-2520
  • Source: U.S. Government Documents
    ProQuest Central
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